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The Philippines, Occupational Safety and Health Standards

RULE 1050

NOTIFICATION AND KEEPING OF RECORDS 
OF ACCIDENTS AND/OR OCCUPATIONAL ILLNESSES

Source:
Occupational Safety and Health Standards (As Amended).
Bureau of Working Conditions, Department of Labour and
Employment, Manila, Philippines. Second Publication, as amended,
1990. Copyright Reserved per P.D. 49

RULE 1050

1051 : Definitions:

For the purpose of this Rule, the following terms are hereby
defined:

(1)  "Medical Treatment Injury" shall mean an injury which does
     not result in a disabling injury but which requires
     first-aid and medical treatment of any kind.

(2)  "Disabling Injury" shall mean a work injury which results
     in permanent total disability, permanent partial disability
     or temporary total disability.

(3)  "Death" shall mean any fatality resulting from a work
     injury regardless of the time intervening between injury
     and death.

(4)  "Permanent Total Disability" shall mean any injury or
     sickness other than death which permanently and totally
     incapacitates an employee from engaging in any gainful
     occupation or which results in the loss or the complete
     loss of use of any of the following in one accident:

a.   both eyes; 
b.   one eye and one hand, or arm, or leg or foot; 
c.   any two of the following not in the same limb, hand, arm,
     foot, leg; 
d.   permanent complete paralysis of two limbs; 
e.   brain injury resulting in incurable imbecility or insanity.

(5)  "Permanent Partial Disability" shall mean any injury other
     than death or permanent total disability which results in
     the loss or loss of use of any member or part of a member
     of the body regardless of any pre-existing disability of
     the injured member or impaired body function.

(6)  "Temporary Total Disability" shall mean any injury or
     illness which does not result in death or permanent total
     or permanent partial disability but which results in
     disability from work for a day or more.

(7)  "Regularly Established Job" shall mean the occupation or
     job description of the activities performed by an employee
     at the time of the accident and shall not mean one which
     has been established especially to accommodate an injured
     employee, either for therapeutic reason or to avoid
     counting the case as disability.

(8)  "Day of Disability" shall mean any day in which an employee
     is unable because of injury or illness, to perform
     effectively throughout a full shift the essential functions
     of a regularly established job which is open and available
     to him.

(9)  "Total Days Lost" shall mean the combined total, for all
     injuries or illnesses of:

a.   all days of disability resulting from temporary total
     injuries or illnesses; and/or 
b.   all scheduled charges assigned to fatal, permanent total
     and permanent partial injuries or illnesses.

(10) "Scheduled Charges" shall mean the specific charge (in full
     days) assigned to a permanent partial, permanent total, or
     fatal injury or illness (See Table 6, Time Charges).

(11) "Employee" for the purpose of counting injuries or
     illnesses or calculating exposures shall be as defined in
     Rule 1002 (2) and shall include working owners and
     officers.

(12) "Exposure" shall mean the total number of employee-hours
     worked by all employees of the reporting establishment or
     unit.

(13) "Disabling InJury Frequency Rate" is the number of
     disabling injuries per 1,000,000 employee-hours of exposure
     rounded to the nearest two (2) decimal places.

(14) "Disabling Injury Severity Rate" is the number of days lost
     per 1,000,000 employees hours of exposure rounded to the
     nearest whole number.

1052 : Special Provision:

1052.01 :

Reports made by the employer shall be exclusively for the
information of the Regional Labor Office or duly authorized
representative in securing data to be used in connection with the
performance of its accident and illness prevention duties and
activities and is a requirement distinct from that of the
Employee's Compensation Commission or any other law. These
reports shall not be admissible as evidence in any action or
judicial proceedings in respect to such injury, illness or death
on account of which report is made and shall not be made public
or subject to public inspection except. for prosecution for
violations under this Rule.

1052 :

The definitions and standard used here are independent of those
established by the Employee's Compensation Commission.

1053 : Report Requirements :

(1)  All work accidents or occupational illnesses in places of
     employment, resulting in disabling condition or dangerous
     occurrence as defined in 1053.2 shall be reported by the
     employer to the Regional Labor Office or duly authorized
     representative in duplicate and a copy furnished the
     employee or his duly authorized representative using form
     DOLE/BWC/HSD IP-6. The investigation report shall be
     submitted to the employer on or before the 20th day of the
     month following the date of occurrence of the accident or
     when the illness is established and a formal report in the
     prescribed form shall be submitted to the Regional Office
     or duly authorized representative on or before the 30th day
     of the same month. In case of temporary total disability
     where the injured or ill; employee has not reported back to
     duty .on the closing date of reporting, an estimate of the
     probable days of disability. shall be made and entered in
     the report and corrected after the return of the injured.
     I n all computations, this estimate shall be used. After
     the return of the injured, the corrected days of absence
     shall be used.

(2)  Where the accident or illness results in death or permanent
     total disability, the employer, in addition to the written
     report required under sub-paragraph (l) above, shall
     initially notify the Regional Labor Office or duly
     authorized representative within twenty four (24) hours
     after occurrence using the fastest available means of
     communication.

(3)  All deaths and permanent total disabilities shall be
     investigated by the Regional Office or duty authorized
     representative within forty eight (48) hours after receipt
     of the initial report of the employer, prepared in
     duplicate using the prescribed form DOLE/BWC/HSD-IP-6.

1053.02 :

(1)  Any dangerous occurrence as specified in sub-paragraph (2)
     hereunder, which may or may not cause serious bodily harm
     to workers employed or seriously damage the premises of
     employment shall be investigated and reported by the
     employer upon occurrence to the Regional Labor Office or
     duly authorized representative having jurisdiction in
     duplicate using the prescribed form DOLE/BWC/HSD IP-6.

(2)  The following are dangerous occurrences which shall be
     investigated and reported:

a.   Explosion of boilers used for heating or power.

b.   Explosion of a receiver or storage container, with pressure
     greater than atmospheric, of any gas or gases (including
     air) or any liquid resulting from the compression of such
     gases or liquid.

c.   Bursting of a revolving wheel, grinderstone or grinding
     wheel operated by mechanical power.

d.   Collapse of a crane, derrick, winch, hoist or other
     appliances used in raising or lowering persons or goods or
     any part thereof, the over-turning of a crane, except the
     breakage of chain or rope sling.

e.   Explosion or fire causing damage to the structure of any
     room or place in which persons are employed or to any
     machine contained therein resulting in the complete
     suspension of ordinary work in such room or place, or
     stoppage of machinery or plant for not less than twenty
     four (24) hours, and

f.   Electrical short circuit or failure of electrical
     machinery, plant or apparatus, attended by explosion or
     fire causing structural damage thereto and involving its
     stoppage and misuse for not less than 24 hours.

1054 : Keeping of Records:

(1)  The employer shall maintain and keep an accident or illness
     record which shall be open at all times for inspection to
     authorized personnel containing the following minimum data:

a.   Date of accident or illness; 
b.   Name of injured or ill employee, sex and age;
c.   Occupation of injured or ill employee at the time of
     accident or illness; 
d.   Assigned causes of accident or illness;
e.   Extent and nature of disability, Period of disability
     (actual and/or charged);
g.   Whether accident involved damaged to materials, equipment
     or machinery, kind and extent of damage, including
     estimated or actual cost; and
h.   Record of initial notice and/or report to the Regional
     Labor Office or authorized representative.

(2)  The employer shall accomplish an Annual Work
     Accident/Illness Exposure Data Report in duplicate using
     the prescribed form DOLE/BWC/HSD-IP-6b, which shall be
     submitted to the Bureau copy furnished the Regional Labor
     Office or duly authorized representative having
     jurisdiction on or before the 30th day of the month
     following the end of each calendar year.

1055 : Evaluation of Disability:

1055.01 : Charges:

(1)  Death resulting from accident shall be assigned a time
     charge of 6,000 days.

(2)  Permanent total disability resulting from work accident
     shall be assigned a time charge of 6,000 days.

(3)  Permanent Partial disability either traumatic or surgical,
     resulting from work accident shall be assigned the time
     charge as provided in Table 6 on Time Charges. These
     charges shall be used whether the actual number of days
     lost is greater or less than the scheduled charges or even
     if no actual days are lost at all.

(4)  For each finger or toe, use only one charge for the highest
     valued bone involved. For computations of more than one
     finger or toe, total the separate charges for each finger
     or toe.

(5)  Charges due to permanent impairment of functions shall be
     a percentage of the scheduled charges corresponding to the
     percentage of permanent reduction of functions of the
     member or part involved as determined by the physician
     authorized by the employer to treat the injury or illness.

(6)  Loss of hearing is considered a permanent partial
     disability only in the event of industrial impairment of
     hearing from traumatic injury, industrial noise exposure or
     occupational illness. 

(7)  The charge due to permanent impairment of vision shall be
     a percentage of the scheduled charge corresponding to the
     percentage of permanent impairment of vision as determined
     by. the physician authorized by the employer to treat the
     injury or illness.

(8)  For permanent impairment affecting more than one part of
     the body, the total charge shall be the sum of the
     scheduled charges for the individual body parts. If the
     total exceeds 6,000 days, the charge shall be 6,000 days. 

(9)  Where an employee suffers from both permanent partial
     disability and a temporary total disability in one
     accident, the greater days lost shall be used and shall
     determine the injury classification.

(10) The charge for any permanent partial disability other than
     those identified in the schedule of time charges shall be
     a percentage of 6,000 days as determined by the physician
     authorized by the employer to treat the injury or illness. 

(11) The charge for a temporary total disability shall be the
     total number of calendar days of disability resulting from
     the injury or illness as defined in Rule (8), provided
     that:

a.   The day of injury or illness and the day on which the
     employee was able to return to full-time employment shall
     not be counted as days of disability but all intervening
     period or calendar days subsequent to the day of injury or
     illness shall be counted as days of disability;

b.   Time lost on a work day or on a non-workday subsequent to
     the day of injury or illness ascribed solely to the
     unavailability of medical attention or necessary diagnostic
     aids shall be considered disability time, unless in the
     opinion of the physician authorized to treat the injured or
     ill employee, the person will be able to work on all those
     days subsequent to the day of the injury;

c.   If the physician, authorized by the employer to treat the
     injured or ill employee, is of the opinion that the
     employee is actually capable of working a full normal shift
     of a regularly established job but has prescribed certain
     therapeutic treatments, the employee may. be excused from
     work for such treatments without counting the excused time
     as disability time.

d.   If the physician, authorized by the employer to treat the
     injure or ill employee, is of the opinion that the employee
     was actually capable of working a full normal shift of a
     regularly established job, but because of transportation
     problems associated with his injury, the employee arrives
     late at his place of work or leaves the workplace before
     the established quitting time, such lost time may be
     excused and not counted as disability time. However, the
     excused time shall not materially reduce his working time,
     and that it is clearly evident that his failure to work the
     full shift hours was the result of a valid transportation
     problem and not a deviation from the "regularly established
     job".

e.   If the injured or ill employee receives medical treatment
     for his injury, the determination of the nature of his
     injury and his ability to work shall rest with the
     physician authorized by the employer to treat the injured
     or ill employee. If the employee rejects medical attention
     offered by the employer, the determination may be made by
     the employer based upon the best information available to
     him if the employer fails to provide medical attention, the
     employee's determination shall be controlling.

1056 : Measurement of Performance:

1056.01 : Exposure to Industrial Injuries:

Exposure to work injuries shall be measured by the total number
of hours of employment of all employees in each establishment or
reporting unit. The exposure of a central administrative office
or central sales office of a multi-establishment-concern shall
not be included in the experience of any one establishment, nor
prorated among the establishments, but shall be included in the
over-all experience of the multi-establishment.

1056.02: Determination of Employee-Hours of Exposure:

Employee-hours of exposure for calculating work injury rates are
intended to be actual hours worked. When actual hours are not
available, estimated hours may be used Employee-hours shall be
calculated as follows:

(1)  Actual Exposure Hours - Employee hours of exposure shall
     be, if possible, taken from the payroll or time clock
     records and shall include only the actual straight time
     hours worked and actual overtime hours worked.

(2)  Estimated Exposure Hours - When actual employee-hours of
     exposure are not available estimated hours may be used.
     Such estimated hours should be obtained by multiplying the
     total employee days worked for the period by the average
     number of hours worked per day. If the hours worked per day
     vary among departments, a separate estimate should be made
     for each department, and these estimates added to obtain
     the total hours. Estimates for overtime hours shall be
     included.

If the employee-hours are estimated, indicate the basis on which
estimates are made.

(3)  Hours not Worked - Employee-hours paid for but not worked,
     either actual or estimated, such as time taken for
     vacation, sickness, barangay duty, court duty, holidays,
     funerals, etc., shall not be included in the total hours
     worked. The final figure shall represent as nearly as
     possible hours actually worked.

(4)  Employee Living in Company-Property - In calculating hours
     of exposure for employees living in company property, only
     those hours during which employees were actually on duty
     shall be counted.

(5)  Employee with Undefined Hours of Work - Travelling
     salesmen, executives and others whose working hours are
     defined, an average eight hours day shall be assumed in
     computing exposure hours.

(6)  All stand-by hours of employees, including seamen aboard
     vessels, who are restricted to the confines of the
     employer's premises, shall be counted as well as all work
     injuries occurring during such hours. 

1056.03 : Measures of Injury/Illness Experience:

(1)  Disabling Injury/Illness Frequency Rates-The disabling
     injury/illness frequency rate is based upon the total
     number of deaths, permanent total, permanent partial, and
     temporary total disabilities which occur during the period
     covered by the rate. The rate relates those
     injuries/illnesses to the employee-hours worked during the
     period and expresses the number of such injuries/illnesses
     in terms of a million manhour unit by the use of the
     formula:

Disabling Injury Illness Severity Rate (S)  =

     Number of disabling injury/illness x 1,000,000 
     ----------------------------------------------  
              Employee-hours of exposure

The frequency rate shall be rounded to the nearest two decimal
places

(2)  Disabling Injury/illness Severity Rate-The disabling
     injury/illness severity rate is based on the total of all
     scheduled charges for all deaths, permanent total and
     permanent partial disabilities, plus the total actual days
     of the disabilities of all temporary total disabilities
     which occur during the period covered by the rate. The rate
     relates these days to the total employee-hours worked
     during the period and expresses the loss in terms of
     million manhour unit by the use of the formula.

Disabling Injury/           total days lost x l ,000,000 
Illness           =         ----------------------------
                             employee-hours of exposure

Severity Rate (S)

The severity rate shall be rounded to the nearest whole number.

(3)  Average Days Charged per Disabling Injury-The average days
     charged per disabling injury/illness expresses the
     relationship between the total days charged and the number
     of disabling injuriousness. The average may be calculated
     by the use of the formula:

     Average days charged per   =       Total Day Lost
     disabling injury/illness     ---------------------------
                                   total number of disabling
                                   injuries/illnesses

or

     Average days charge per    =      injury severity rate
     disabling injury/illness      -----------------------------
                                   injury/illness frequency rate

The International Labour Organization is a United Nations specialized agency.

Updated by PAP/SUT/TRS. Approved by BKL. Last updated on 5 March 2001